Liam is an Associate in the Financial Services Regulatory team.
He has experience of advising across a broad range of regulatory matters, often advising clients on the regulatory perimeter and financial promotions. Liam has a particular interest in web3 and other emerging technologies in financial services.
Liam was recognised by the Legal Technologist in 2020 as one of the Top Ten Most Innovative Junior Lawyers in the UK.
Key Experience
- The regulatory perimeter, and whether FCA authorisation or registration is required.
- Financial promotions and marketing of financial products and fundraising.
- AIFMD and UK PRIIPS requirements in establishing a fund.
- The acquisition of an appointed representative of an FCA regulated business.
- Change in control notifications for the acquisition and sale of FCA regulated entities.
- Collective investment schemes and other investment structures.
- Drafting and entering into appointed representative agreements.
- UK and EU market abuse regulations.
- Payment service regulations and electronic money regulations.
- Cryptoasset businesses including on money laundering regulations and financial promotions.
- Interpretation of FCA rules and guidance.
Career
Associate, Mishcon de Reya LLP
Associate, Taylor Wessing LLP
Trainee Solictor, Taylor Wessing LLP
Paralegal, Signature Litigation LLP
University of Law, LPC LLM
Canterbury Christ Church University, Law